James Malcolm Wade

I am a
Stock Broker

0
State
Licenses
0
SRO
Registrations
Work History
0+
Years of
Experience

James Malcolm Wade

Professional Broker and Investment Adviser, specialized in Providing advice about Securities, Developing and implementing highly profitable investment & trading strategies.

Work History

🡐🡒
2021 - Present
OSAIC WEALTH, INC
(CRD# 23131)

Stock Broker

2013 - Present
SECURITIES AMERICA, INC.
(CRD# 10205)

Stock Broker

2013 - Present
TRIAD ADVISORS, LLC
(CRD# 25803)

Stock Broker

Examinations

I am currently accredited with 52 State Licenses and have passed
9 Broker Qualification Examinations

State Securities Law Exam
Series 66 - Uniform Combined State Law Examination - [Dec 18, 2006]
Series 63 - Uniform Securities Agent State Law Examination - [Mar 30, 2005]
Series 52TO - Municipal Securities Representative Examination - [Jan 2, 2023]
General Industry/Products Exam
Series 31 - Futures Managed Funds Examination - [Aug 18, 2008]
Series 7 - General Securities Representative Examination - [May 11, 2005]

SRO Registrations.

Self-Regulatory Organizations*

FINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange

Testimonials

🡐🡒
Damien O'Ryan

Very supportive and professional gentleman. His work ethics are top notch giving you a sense of security over your investments with him.

Paulo Ricci
Kien Hester

James is a very disciplined and understanding stock broker. I've worked with him for a few years, now my entire family uses his services.

Grace Folier
Chanelle Reed

Working with James changed my life. He helped me achieve all my financial goals. I recommend him to everyone finding a hard time in the stock markets

Angelo Batio
Chanelle Reed

I started investing and losing all of my capital until I met James Malcolm Wade, He guided me initially until I handed over management of my portfolio to him fully.

Denise Rico